(Compliance) Risk Mngt & Control Strategy

Capital Market Liquidity Risk Management

Overview

Liquidity is an important component of operation of modern financial market. Financial institutions have to manage the liquidity risk so as to ensure that assets are sufficient to meet the obligation and ensure no amount and maturity mismarking. In the capital market, monitoring of market liquidity is important for the investors to ensure that their investment objective could be achieved and risks are controlled.

This course will touch on the practical monitoring and management of liquidity risk by investment firm, explain the implication of liquidity of various asset markets as well as to introduce the formulation of a liquidity risk emergency plan.

Content Highlight

1. Definition of liquidity risk
2. Monitoring and management of liquidity risk in the investment firm
3. Characteristics of liquidity in different assets market
4. Liquidity risk emergency plan
5. Case studies

Who Should Attend

This course is primary target to senior practitioners who are in the securities and investment industry.

Instructor / Speaker

WU Sze Yin Dominic

Mr Wu possesses over 20 years of experience in banking, securities, assets management and consultancy. He is a qualified accountant, fraud examiner and professional risk manager. He obtained his MBA from the University of Hull, UK.

Mr Wu is currently the Chairman of Asia Financial Risk Think Tank and Hong Kong Chapter of the Institute of Operational Risk (IOR). He is advisor of various financial institutions, associations and universities in HK, China and Singapore on investment and risk related matters. He has published articles and whitepapers on current financial and risk management topics in Chinese and Western public and government media.

Administrative Details

Code
TPRRM17000501
Date & Time
Friday, 27 Oct 2017 (06:30 PM - 09:30 PM)
Venue
HKSI Institute Training Centre
Language
Cantonese
Hours
SFC:3.0, PWMA:3.0
Fees