(Specific) Financial Products & Associated Risk Management

CCASS Training Course Series : Course 1 - Understanding of Securities Clearing & Settlement

Overview

Central Clearing and Settlement System (CCASS) is a securities settlement system used within the Hong Kong Exchanges and Clearing Limited (HKEX) market system. To enable the participants to effectively use the CCASS, HKEX has developed 5 courses to equip them with the basic knowledge of the clearing and settlement operations of the securities clearing house.

Course 1 – Understanding of Securities Clearing and Settlement
Course 2 – Clearing and Settlement (Part I)
Course 3 – Clearing and Settlement (Part II)
Course 4 – Depository and Nominee System (DNS)
Course 5 – Fails and Risk Management

This course provides an overview and general understanding of CCASS and its operations.

Content Highlight

1. CCASS Service 
2. Key Features 
3. Clearing & Settlement
4. Depository 
5. Nominees Service 
6. Fails & Risk Management

Who Should Attend

Responsible officers, operations staff (in particular back office settlement staff), sales staff and account executives of brokerage firms.

Instructor / Speaker

MA Sharon

Ms. Sharon Ma has relevant experience in securities service industry. She is the supervisor leading a support team in providing customer support and helpdesk services to clearing houses participants on their daily operation of CCASS.

Administrative Details

Code
TPPFR17003705
Date & Time
Monday, 29 Jan 2018 (09:30 AM - 11:30 AM)
Venue
HKSI Institute Training Centre
Language
Cantonese
Hours
SFC:2.0
Fees
Back Enrolment Closed