Wealth Management

Certified Private Wealth Professional (CPWP) Module 1 Refresher Programme Topic 3 – Equity Securities

Overview

The Enhanced Competency Framework (ECF) for Private Wealth Management (PWM) Practitioners, which was rolled out in June 2014, sets out an enhanced level of core competence and on-going professional development of PWM practitioners who undertake customer-facing roles. To qualify as a Certified Private Wealth Professional (CPWP), PWM practitioner is required to pass the CPWP Modules 1 & 2 Examinations.

HKSI Institute offers the CPWP Module 1 Refresher Programme which is designed to help candidates of the CPWP Module 1 Examinations build a strong knowledge base and practical skills on the topics to be examined by learning or refreshing the content covered in the Study Manuals. It has 14 training sessions and T3 Equity Securities is one of the training sessions.

Content Highlight

Each training session is highly interactive and practical examples and exercises will be provided. The content of the training session is based on the CPWP Module 1 syllabus (please refer to CPWP Module 1 Syllabus for details) and the CPWP Module 1 Study Manuals.

The high level outline of T3 Equity Securities is

1. CPWP Module 1 Refresher Programme Overview and its key learning objectives
2. Topic overview including the key focus of the training session and the learning outcomes as stated in the study manual
3. Key content includes
-- Equities – types and risks
-- Share Margin Financing and its Risks
-- Corporate Actions – dividends, right issues and stock split
-- Equity Analysis and Valuation
-- Equity Index

Who Should Attend

It is primarily targeted to CPWP candidates who wish to take the CPWP Module 1 Paper 1 Examination. It is also relevant to those PWM practitioners who would like to enhance their knowledge and skills in wealth management products.

Instructor / Speaker

HO Ho Ming

Dr Ho is a credit risk expert with about 20 years of industry experience in banking and finance. He has held positions at the international financial institutions. His experience includes corporate finance, equity capital markets, structured products/securitisation and credit rating. He also has experience in teaching various finance subjects. He graduated with MBA from the University of Cambridge.

Administrative Details

Code
TQPWM18000801
Date & Time
Friday, 22 Jun 2018 (06:30 PM - 08:30 PM)
Venue
HKSI Institute Training Centre
Language
English
Hours
SFC:2.0, PWMA:2.0
Fees