概要
私人財富管理業的「優化專業能力架構」（優化架構）於2014年6月展開，訂明相關前線從業員需要達到的更高能力水平及持續專業發展的要求。要獲得註冊私人財富管理師資格（CPWP），從業者必須通過私人財富管理師單元1及2的考試。
香港證券投資學會提供CPWP單元1各課題的溫習計劃。課程的設計旨在幫助CPWP考生強化基本知識及實務技巧或重溫學習手冊所包涵的內容。溫習計劃共有14個課程，T12 -行為金融學是其中一個培訓課程。
內容
每個培訓課程都是高度互動的，並包含實例和練習。培訓課程的內容是按照CPWP單元1考核大綱而定的（詳見CPWP單元1考核綱要）及CPWP單元1溫習手冊。
T12 - 行為金融學：
1. CPWP單元1溫習課程總覽及主要學習目標
2. 主題概述，包括課程的重點和學習手冊中所述的學習成果
3. 主要內容包括
-- 傳統與行為金融
-- 投資者的常見行為偏差
-- 行為因素和偏差對投資的影響
-- 案例研究
對象
主要針對參加CPWP單元1考試的考生。此課程也適合一些希望增強財富管理產品知識的人士報讀。
導師/講者
Todd JAMES
Mr. James has over 20 years of international banking experience, which includes risk management, debt capital markets, derivatives trading and investments. He began his career as a derivative risk analyst with a Canadian Bank in Toronto before moving to London, focusing on debt capital markets and derivatives, working for several large international banks as Director of European Derivatives Marketing.
Following 8 years in the UK, he moved to Asia in 1991, working for a large international investment bank and later became the Head of Investment Advisory Group of their Private Bank in Hong Kong. Most recently, he was the Head of Investment Services, Advisory and Discretionary for two boutique Swiss private banks.
Mr. James obtained an Honors business degree from Wilfrid Laurier University, Waterloo Canada, and an MBA from the University of Toronto, Toronto Canada.
Following 8 years in the UK, he moved to Asia in 1991, working for a large international investment bank and later became the Head of Investment Advisory Group of their Private Bank in Hong Kong. Most recently, he was the Head of Investment Services, Advisory and Discretionary for two boutique Swiss private banks.
Mr. James obtained an Honors business degree from Wilfrid Laurier University, Waterloo Canada, and an MBA from the University of Toronto, Toronto Canada.