Overview
Central Clearing and Settlement System (CCASS) is a securities settlement system used within the Hong Kong Exchanges and Clearing Limited (HKEX) market system. To enable the participants to effectively use the CCASS, HKEX has developed 5 courses to equip them with the basic knowledge of the clearing and settlement operations of the securities clearing house.
Course 1 – Understanding of Securities Clearing and Settlement
Course 2 – Clearing and Settlement (Part I)
Course 3 – Clearing and Settlement (Part II)
Course 4 – Depository and Nominee System (DNS)
Course 5 – Fails and Risk Management
This course introduces the key features and functions of the Depository and Nominee System.
Content Highlight
1. Depository Services
-- Deposit of shares
-- Withdrawal of shares
2. Corporate Communications
-- Input Function
-- File Transfer
3. Electronic Initial Public Offering (EIPO)
-- Input Function
-- File Transfer
4. Common Nominees System
-- Features
-- Nominee Functions
-- Entitlement Statement
Who Should Attend
Responsible officers, operations staff (in particular back office settlement staff), sales staff and account executives of brokerage firms.