Corporate Finance

Continuing Obligations

概要

This eCourse is part of the HKEX Listing Rules e-training course series which covers major topics related to listed issuers’ obligations. It introduces the continuing obligations of an issuer under the Listing Rules that covers the corporate governance framework and listed issuers’ key obligations. It also explains the key disclosure requirements and the continuing listing requirements.

宗旨

By the end of this eCourse, you will be able to:
- Explain the corporate governance framework and key obligations of an issuer
- Describe the key disclosure requirements
- Explain the continuing listing requirements

內容

1. Corporate governance and listed issuers’ key obligations
- Corporate governance framework
- Board of directors
- Committees
- Company secretary

2. Key disclosure requirements
- Introduction
- General publication requirements
- Periodic disclosure
- Disclosures under specific circumstances
- Environmental, social and governance

3. Continuing listing requirements
- Public float
- Sufficient operation and assets
- Cash companies
- Suitability for continued listing
- Communications with the Exchange

對象

The eCourse is primarily targeted at listed companies’ directors, management and compliance staff, market practitioners and professionals.

詳情

活動編號
TEPCF21002301
地點
網上平台
相關主題
第6類 - 就機構融資提供意見,監管合規
語言
英文
課程時數
SFC:0.75, PWMA:0.75
費用
所有會員: HKD75
非會員: HKD150
機構會員員工: HKD75