The course aims to raise awareness of ethical pitfalls by highlighting regulatory expectations and examining case studies.

Participants will have the opportunity to explore past local and overseas cases relevant to private wealth management, enabling them to learn and stay alert when faced with ethical dilemmas at the workplace.

• Ethics vs. compliance – What is the difference
• Avoid falling into cracks: Understand the importance of ethics and key regulatory expectations regarding sound business conduct
• Case studies – Lesson learned from ethical pitfalls in practice
• From dilemmas to decisions: Navigate difficult choices

The webinar is primarily targeted at senior management and practitioners working in private wealth management institutions. Additionally, it welcomes participation from MIC and RO of relevant LC, compliance officers, risk managers and other banking practitioners who are interested in understanding this topic.

Administrative Details