CPT/Non-CPT Activity

  • [In-person] Handling SFC Inspections – Getting through the Opening Meeting

    New

    Wednesday, 5 Aug 2026 (18:00 - 19:00)

    Waystone Hong Kong, Unit 2203-2204, 22/F, Man Yee Building, No. 68 Des Voeux Road Central, Hong Kong

    English

    Intermediate

    SFC:1.00, PWMA:1.00

    1 Hour

    Type 1 - Dealing in securities
    Type 2 - Dealing in futures contracts
    Type 3 - Leveraged foreign exchange trading
    Type 4 - Advising on securities
    Type 5 - Advising on futures contracts
    ...More

    HK$ 290
    All Member

    HK$ 405
    Chinese Securities Association of Hong Kong (HKCSA)

    Free
    HKSI Institute Staff

    Free
    Honorary Fellow Member

    HK$ 580
    Non-Member

    HK$ 290
    Staff of Corporate Member

  • Credit Risk Measurement - Part 4

    eLearning

    ePlatform

    English

    Intermediate

    SFC:1.00, PWMA:1.00

    1 Hour

    Type 10 - Providing credit rating services

    HK$ 320
    All Member

    HK$ 335
    Chinese Securities Association of Hong Kong (HKCSA)

    HK$ 480
    Non-Member

    HK$ 320
    Staff of Corporate Member

  • Problem Credit Management - Part 1

    eLearning

    ePlatform

    English

    Intermediate

    SFC:1.00, PWMA:1.00

    1 Hour

    Others

    HK$ 320
    All Member

    HK$ 335
    Chinese Securities Association of Hong Kong (HKCSA)

    HK$ 480
    Non-Member

    HK$ 320
    Staff of Corporate Member

  • Banking Risk Management - Part 3

    eLearning

    ePlatform

    English

    Intermediate

    SFC:1.50, PWMA:1.50

    1 Hour 30 Minutes

    Others

    HK$ 480
    All Member

    HK$ 505
    Chinese Securities Association of Hong Kong (HKCSA)

    HK$ 720
    Non-Member

    HK$ 480
    Staff of Corporate Member

  • Credit Risk Measurement - Part 3

    eLearning

    ePlatform

    English

    Intermediate

    SFC:1.00, PWMA:1.00

    1 Hour

    Type 10 - Providing credit rating services

    HK$ 320
    All Member

    HK$ 335
    Chinese Securities Association of Hong Kong (HKCSA)

    HK$ 480
    Non-Member

    HK$ 320
    Staff of Corporate Member

  • Credit Risk Appetite - Part 2

    eLearning

    ePlatform

    English

    Intermediate

    SFC:1.00, PWMA:1.00

    1 Hour

    Others

    HK$ 320
    All Member

    HK$ 335
    Chinese Securities Association of Hong Kong (HKCSA)

    HK$ 480
    Non-Member

    HK$ 320
    Staff of Corporate Member

  • Credit Risk Mitigation - Part 2

    eLearning

    ePlatform

    English

    Intermediate

    SFC:1.50, PWMA:1.50

    1 Hour 30 Minutes

    Others

    HK$ 480
    All Member

    HK$ 505
    Chinese Securities Association of Hong Kong (HKCSA)

    HK$ 720
    Non-Member

    HK$ 480
    Staff of Corporate Member

  • Foreign Exchange - Part 7

    eLearning

    ePlatform

    English

    Intermediate

    SFC:1.00, PWMA:1.00

    1 Hour

    Type 3 - Leveraged foreign exchange trading

    HK$ 320
    All Member

    HK$ 335
    Chinese Securities Association of Hong Kong (HKCSA)

    HK$ 480
    Non-Member

    HK$ 320
    Staff of Corporate Member

  • Credit Analysis - Part 2

    eLearning

    ePlatform

    English

    Intermediate

    SFC:2.00, PWMA:2.00

    2 Hours

    Type 10 - Providing credit rating services

    HK$ 640
    All Member

    HK$ 670
    Chinese Securities Association of Hong Kong (HKCSA)

    HK$ 960
    Non-Member

    HK$ 640
    Staff of Corporate Member

  • Corporate Banking - Part 7

    eLearning

    ePlatform

    English

    Intermediate

    SFC:1.00, PWMA:1.00

    1 Hour

    Others

    HK$ 320
    All Member

    HK$ 335
    Chinese Securities Association of Hong Kong (HKCSA)

    HK$ 480
    Non-Member

    HK$ 320
    Staff of Corporate Member