HKSI Institute, 17/F, Cambridge House, Taikoo Place, 979 King’s Road, Quarry Bay, Hong Kong

Trad. Chi / Cantonese

Intermediate

SFC:5.00, PWMA:5.00

5 Hours

Type 1 - Dealing in securities
Type 2 - Dealing in futures contracts
Type 3 - Leveraged foreign exchange trading
Type 4 - Advising on securities
Type 5 - Advising on futures contracts
...More
Type 6 - Advising on corporate finance
Type 7 - Providing automated trading services
Type 8 - Securities margin financing
Type 9 - Asset management
Type 10 - Providing credit rating services
Type 11 - Dealing in OTC derivative products or advising on OTC derivative products
Type 12 - Providing client clearing services for OTC derivative transactions
Regulatory Compliance

HKD 1,400
All Member

HKD 2,800
Non-Member

HKD 1,400
Staff of Corporate Member

HKD 675
Student Member (UHKSI)

Island Shangri-La Hong Kong

English

Advanced

SFC:1.00, PWMA:1.00

2 Hours 15 Minutes

Type 1 - Dealing in securities
Type 2 - Dealing in futures contracts
Type 3 - Leveraged foreign exchange trading
Type 4 - Advising on securities
Type 5 - Advising on futures contracts
...More
Type 6 - Advising on corporate finance
Type 6 - Advising on corporate finance - Sponsor
Type 6 - Advising on corporate finance - TC Adviser
Type 7 - Providing automated trading services
Type 8 - Securities margin financing
Type 9 - Asset management
Type 10 - Providing credit rating services
Type 11 - Dealing in OTC derivative products or advising on OTC derivative products
Type 12 - Providing client clearing services for OTC derivative transactions
Regulatory Compliance

HKD 1,380
All Member

HKD 15,600
Member's Table (12 pax)

HKD 1,580
Non-Member

HKD 18,000
Non-member's Table (12 pax)

HKD 1,380
Staff of Corporate Member

ePlatform

English

Introductory

SFC:1.00, PWMA:1.00

1 Hour

Type 9 - Asset management

HKD 285
All Member

HKD 420
Non-Member

HKD 285
Staff of Corporate Member

ePlatform

English

Introductory

SFC:2.50, PWMA:2.50

2 Hours 30 Minutes

Type 1 - Dealing in securities
Type 2 - Dealing in futures contracts
Type 3 - Leveraged foreign exchange trading
Type 4 - Advising on securities
Type 5 - Advising on futures contracts
...More
Type 6 - Advising on corporate finance
Type 7 - Providing automated trading services
Type 8 - Securities margin financing
Type 9 - Asset management
Type 10 - Providing credit rating services
Type 11 - Dealing in OTC derivative products or advising on OTC derivative products
Type 12 - Providing client clearing services for OTC derivative transactions

HKD 710
All Member

HKD 1,050
Non-Member

HKD 710
Staff of Corporate Member

ePlatform

English

Intermediate

SFC:3.00, PWMA:3.00

3 Hours

Type 10 - Providing credit rating services

HKD 915
All Member

HKD 1,335
Non-Member

HKD 915
Staff of Corporate Member

ePlatform

English

Introductory

SFC:1.00, PWMA:1.00

1 Hour

Type 1 - Dealing in securities
Type 2 - Dealing in futures contracts
Type 4 - Advising on securities
Type 5 - Advising on futures contracts
Type 8 - Securities margin financing
...More

HKD 285
All Member

HKD 420
Non-Member

HKD 285
Staff of Corporate Member

ePlatform

English

Introductory

SFC:2.00, PWMA:2.00

2 Hours

Type 1 - Dealing in securities

HKD 570
All Member

HKD 840
Non-Member

HKD 570
Staff of Corporate Member

ePlatform

English

Introductory

SFC:1.00, PWMA:1.00

1 Hour

Regulatory Compliance

HKD 285
All Member

HKD 420
Non-Member

HKD 285
Staff of Corporate Member

ePlatform

English

Introductory

SFC:1.00, PWMA:1.00

1 Hour

Type 1 - Dealing in securities
Type 2 - Dealing in futures contracts
Type 3 - Leveraged foreign exchange trading
Type 4 - Advising on securities
Type 5 - Advising on futures contracts
...More
Type 6 - Advising on corporate finance
Type 7 - Providing automated trading services
Type 8 - Securities margin financing
Type 9 - Asset management
Type 10 - Providing credit rating services
Type 11 - Dealing in OTC derivative products or advising on OTC derivative products
Type 12 - Providing client clearing services for OTC derivative transactions

HKD 285
All Member

HKD 420
Non-Member

HKD 285
Staff of Corporate Member

ePlatform

English

Introductory

SFC:2.00, PWMA:2.00

2 Hours

Type 1 - Dealing in securities
Type 4 - Advising on securities
Type 9 - Asset management

HKD 570
All Member

HKD 840
Non-Member

HKD 570
Staff of Corporate Member