CPT/Non-CPT Activity

  • Certified Private Wealth Professional (CPWP) Bridging Programme (4th Cohort)

    Friday, 7 Nov 2025 (19:00 - 22:00)

    Wednesday, 12 Nov 2025 (19:00 - 22:00)

    The Hong Kong Institute of Bankers (HKIB)

    English

    Introductory

    SFC:13.00, PWMA:13.00

    6 Hours

    HK$ 5,780
    All (Member & Non-Member)

  • [In-person] Enterprise Risk Management (ERM) Fundamentals: Strategies for Managing and Evaluating Risks

    Wednesday, 22 Oct 2025 (17:30 - 20:00)

    HKSI Institute, 17/F, Cambridge House, Taikoo Place, 979 King’s Road, Quarry Bay, Hong Kong

    English

    Introductory

    SFC:2.50, PWMA:2.50

    2 Hours 30 Minutes

    Type 1 - Dealing in securities
    Type 2 - Dealing in futures contracts
    Type 3 - Leveraged foreign exchange trading
    Type 4 - Advising on securities
    Type 5 - Advising on futures contracts
    ...More

    HK$ 600
    All Member

    HK$ 840
    Chinese Securities Association of Hong Kong (HKCSA)

    Free
    HKSI Institute Staff

    Free
    Honorary Fellow Member

    HK$ 1,200
    Non-Member

    HK$ 600
    Staff of Corporate Member

    HK$ 275
    Student Member (UHKSI)

  • [In-person] Regulatory Insight – Power of Investigation and Prosecution of the SFC

    Monday, 27 Oct 2025 (17:30 - 20:30)

    HKSI Institute, 17/F, Cambridge House, Taikoo Place, 979 King’s Road, Quarry Bay, Hong Kong

    English

    Intermediate

    SFC:3.00, PWMA:3.00

    3 Hours

    Type 1 - Dealing in securities
    Type 2 - Dealing in futures contracts
    Type 3 - Leveraged foreign exchange trading
    Type 4 - Advising on securities
    Type 5 - Advising on futures contracts
    ...More

    HK$ 870
    All Member

    HK$ 1,220
    Chinese Securities Association of Hong Kong (HKCSA)

    Free
    HKSI Institute Staff

    Free
    Honorary Fellow Member

    HK$ 1,740
    Non-Member

    HK$ 870
    Staff of Corporate Member

  • [In-person] Conduct, Culture, and the Management of Risk

    Monday, 3 Nov 2025 (17:30 - 20:00)

    HKSI Institute, 17/F, Cambridge House, Taikoo Place, 979 King’s Road, Quarry Bay, Hong Kong

    English

    Intermediate

    SFC:2.50, PWMA:2.50

    2 Hours 30 Minutes

    Type 1 - Dealing in securities
    Type 2 - Dealing in futures contracts
    Type 3 - Leveraged foreign exchange trading
    Type 4 - Advising on securities
    Type 5 - Advising on futures contracts
    ...More

    HK$ 725
    All Member

    HK$ 1,015
    Chinese Securities Association of Hong Kong (HKCSA)

    Free
    HKSI Institute Staff

    Free
    Honorary Fellow Member

    HK$ 1,450
    Non-Member

    HK$ 725
    Staff of Corporate Member

  • [In-person] Exchange Traded Derivatives Essentials: Comparative Analysis and Risk Strategies

    New

    Tuesday, 4 Nov 2025 (17:30 - 20:00)

    Wednesday, 5 Nov 2025 (17:30 - 20:00)

    HKSI Institute, 17/F, Cambridge House, Taikoo Place, 979 King’s Road, Quarry Bay, Hong Kong

    Trad. Chi / Cantonese

    Introductory

    SFC:5.00, PWMA:5.00

    5 Hours

    Type 2 - Dealing in futures contracts
    Type 3 - Leveraged foreign exchange trading
    Type 5 - Advising on futures contracts
    Type 9 - Asset management

    HK$ 1,200
    All Member

    HK$ 1,680
    Chinese Securities Association of Hong Kong (HKCSA)

    Free
    HKSI Institute Staff

    Free
    Honorary Fellow Member

    HK$ 2,400
    Non-Member

    HK$ 1,200
    Staff of Corporate Member

    HK$ 550
    Student Member (UHKSI)

  • [In-person] Duties and Liabilities of Responsible Officers

    Tuesday, 18 Nov 2025 (18:00 - 20:30)

    Wednesday, 19 Nov 2025 (18:00 - 20:30)

    HKSI Institute, 17/F, Cambridge House, Taikoo Place, 979 King’s Road, Quarry Bay, Hong Kong

    Trad. Chi / Cantonese

    Intermediate

    SFC:5.00, PWMA:5.00

    5 Hours

    Type 1 - Dealing in securities
    Type 2 - Dealing in futures contracts
    Type 3 - Leveraged foreign exchange trading
    Type 4 - Advising on securities
    Type 5 - Advising on futures contracts
    ...More

    HK$ 1,450
    All Member

    HK$ 2,030
    Chinese Securities Association of Hong Kong (HKCSA)

    Free
    HKSI Institute Staff

    Free
    Honorary Fellow Member

    HK$ 2,900
    Non-Member

    HK$ 1,450
    Staff of Corporate Member

  • Annual Dinner 2025

    Members Only

    Members Only

    Monday, 15 Dec 2025 (18:30 - 21:30)

    JW Marriott Hotel Hong Kong

    English

    3 Hours

    HK$ 2,400
    All Member

    HK$ 2,400
    Staff of Corporate Member

  • Banking Risk Management - Part 1

    eLearning

    ePlatform

    English

    Introductory

    SFC:1.00, PWMA:1.00

    1 Hour

    Others

    HK$ 300
    All Member

    HK$ 315
    Chinese Securities Association of Hong Kong (HKCSA)

    HK$ 450
    Non-Member

    HK$ 300
    Staff of Corporate Member

  • Foreign Exchange - Part 3

    eLearning

    ePlatform

    English

    Introductory

    SFC:1.50, PWMA:1.50

    1 Hour 30 Minutes

    Type 3 - Leveraged foreign exchange trading

    HK$ 450
    All Member

    HK$ 470
    Chinese Securities Association of Hong Kong (HKCSA)

    HK$ 675
    Non-Member

    HK$ 450
    Staff of Corporate Member

  • Portfolio Theory - Part 3

    eLearning

    ePlatform

    English

    Introductory

    SFC:2.00, PWMA:2.00

    2 Hours

    Type 1 - Dealing in securities
    Type 4 - Advising on securities
    Type 9 - Asset management

    HK$ 600
    All Member

    HK$ 630
    Chinese Securities Association of Hong Kong (HKCSA)

    HK$ 900
    Non-Member

    HK$ 600
    Staff of Corporate Member