CPT/Non-CPT activity

  • Duties and Liabilities of Responsible Officers

    Tuesday, 20 Aug 2019 (18:30 - 21:00)

    Thursday, 22 Aug 2019 (18:30 - 21:00)

    HKSI Institute Training Centre

    English

    Intermediate

    SFC:5.00, PWMA:5.00

    5 Hours

    HKD 1,350
    All Member

    HKD 2,700
    Non-Member

    HKD 1,350
    Staff of Corporate Member

  • Tuesday Drinks @ American Club

    Members Only

    Tuesday, 20 Aug 2019 (18:30 - 20:30)

    The American Club Hong Kong

    Putonghua,Cantonese,English

    2 Hours

    HKD 300
    All Member

    HKD 580
    Member & Friend (2 persons)

    HKD 520
    Member & Member (2 person)

    HKD 300
    Staff of Corporate Member

  • Blockchain Basics

    Thursday, 22 Aug 2019 (18:30 - 20:30)

    HKSI Institute Training Centre

    Cantonese

    Introductory

    SFC:2.00, PWMA:2.00

    2 Hours

    HKD 440
    All Member

    HKD 880
    Non-Member

    HKD 440
    Staff of Corporate Member

  • Overview of Legal and Regulatory Framework for Securities and Futures Industry (5 hour Intensive Class)

    Monday, 26 Aug 2019 (18:30 - 21:00)

    Wednesday, 28 Aug 2019 (18:30 - 21:00)

    HKSI Institute Training Centre

    English

    Introductory

    SFC:5.00, PWMA:5.00, IA:5.00

    5 Hours

    HKD 1,100
    All Member

    HKD 2,200
    Non-Member

    HKD 1,100
    Staff of Corporate Member

    HKD 550
    Student Member (UHKSI)

  • Asset Management Fundamentals Module 4: Asset Management

    Monday, 2 Sep 2019 (18:30 - 21:00)

    Wednesday, 4 Sep 2019 (18:30 - 21:00)

    Thursday, 5 Sep 2019 (18:30 - 21:00)

    Monday, 9 Sep 2019 (18:30 - 21:00)

    HKSI Institute Training Centre

    Cantonese

    Introductory

    SFC:10.00, PWMA:10.00

    10 Hours

    HKD 2,200
    All Member

    HKD 4,400
    Non-Member

    HKD 2,200
    Staff of Corporate Member

  • SFC Important Codes and Guidelines on Business Conduct

    Monday, 2 Sep 2019 (18:30 - 20:30)

    HKSI Institute Training Centre

    Cantonese

    Introductory

    SFC:2.00, PWMA:2.00

    2 Hours

    HKD 440
    All Member

    HKD 880
    Non-Member

    HKD 440
    Staff of Corporate Member

  • Duties and Liabilities of Responsible Officers

    Wednesday, 4 Sep 2019 (18:30 - 21:00)

    Thursday, 5 Sep 2019 (18:30 - 21:00)

    HKSI Institute Training Centre

    Cantonese

    Intermediate

    SFC:5.00, PWMA:5.00

    5 Hours

    HKD 1,350
    All Member

    HKD 2,700
    Non-Member

    HKD 1,350
    Staff of Corporate Member

  • Understanding Stock Options

    Monday, 9 Sep 2019 (18:30 - 21:30)

    HKSI Institute Training Centre

    Cantonese

    Introductory

    SFC:3.00, PWMA:3.00

    3 Hours

    HKD 660
    All Member

    HKD 1,320
    Non-Member

    HKD 660
    Staff of Corporate Member

  • Factor Investing – Understanding the 3rd Pillar of Investing

    Tuesday, 10 Sep 2019 (12:20 - 13:20)

    HKSI Institute Training Centre

    English

    Advanced

    SFC:1.00, PWMA:1.00

    1 Hour

    HKD 250
    All Member

    HKD 500
    Non-Member

    HKD 250
    Staff of Corporate Member

  • Regulatory Insight – Power of Investigation and Prosecution of the SFC

    Tuesday, 10 Sep 2019 (18:30 - 21:30)

    HKSI Institute Training Centre

    Cantonese

    Intermediate

    SFC:3.00, PWMA:3.00

    3 Hours

    HKD 810
    All Member

    HKD 1,620
    Non-Member

    HKD 810
    Staff of Corporate Member