CPT/Non-CPT Activity

  • Autumn Dinner 2026

    Members Only

    Tuesday, 10 Nov 2026 (18:30 - 21:30)

    JW Marriott Hotel Hong Kong

    English

    3 Hours

  • [In-person] Duties and Liabilities of Responsible Officers

    Wednesday, 11 Nov 2026 (18:30 - 21:00)

    Thursday, 12 Nov 2026 (18:30 - 21:00)

    HKSI Institute, 17/F, Cambridge House, Taikoo Place, 979 King’s Road, Quarry Bay, Hong Kong

    Trad. Chi / Cantonese

    Intermediate

    SFC:5.00, PWMA:5.00

    5 Hours

    Type 1 - Dealing in securities
    Type 2 - Dealing in futures contracts
    Type 3 - Leveraged foreign exchange trading
    Type 4 - Advising on securities
    Type 5 - Advising on futures contracts
    ...More

    HK$ 1,450
    All Member

    Free
    HKSI Institute Staff

    Free
    Honorary Fellow Member

    HK$ 2,900
    Non-Member

    HK$ 1,450
    Staff of Corporate Member

  • New Members Welcome Drinks

    Members Only

    Members Only

    Limited seats

    Monday, 23 Nov 2026 (18:30 - 20:30)

    The Hong Kong Bankers Club

    Simp. Chi / Putonghua,Trad. Chi / Cantonese,English

    2 Hours

    Free
    Associate Member (AHKSI)

    Free
    HKSI Institute Staff

    Free
    Ordinary Member (MHKSI)

  • [In-person] Enforcement Trends 2026: Safeguarding Market Integrity in a Digital Era

    New

    Thursday, 26 Nov 2026 (12:00 - 13:00)

    HKSI Institute, 17/F, Cambridge House, Taikoo Place, 979 King’s Road, Quarry Bay, Hong Kong

    English

    Intermediate

    SFC:1.00, PWMA:1.00

    1 Hour

    Type 1 - Dealing in securities
    Type 2 - Dealing in futures contracts
    Type 3 - Leveraged foreign exchange trading
    Type 4 - Advising on securities
    Type 5 - Advising on futures contracts
    ...More

    HK$ 290
    All Member

    Free
    HKSI Institute Staff

    Free
    Honorary Fellow Member

    HK$ 580
    Non-Member

    HK$ 290
    Staff of Corporate Member

  • [In-person] Regulatory Updates 2026: Key Developments and Priorities for Financial Institutions

    New

    Monday, 30 Nov 2026 (12:00 - 14:00)

    HKSI Institute, 17/F, Cambridge House, Taikoo Place, 979 King’s Road, Quarry Bay, Hong Kong

    English

    Intermediate

    SFC:2.00, PWMA:2.00

    2 Hours

    Type 1 - Dealing in securities
    Type 2 - Dealing in futures contracts
    Type 3 - Leveraged foreign exchange trading
    Type 4 - Advising on securities
    Type 5 - Advising on futures contracts
    ...More

    HK$ 580
    All Member

    Free
    HKSI Institute Staff

    Free
    Honorary Fellow Member

    HK$ 1,160
    Non-Member

    HK$ 580
    Staff of Corporate Member

  • Credit Risk Measurement - Part 1

    eLearning

    ePlatform

    English

    Intermediate

    SFC:1.50, PWMA:1.50

    1 Hour 30 Minutes

    Type 10 - Providing credit rating services

    HK$ 480
    All Member

    Free
    Honorary Fellow Member

    HK$ 720
    Non-Member

    HK$ 480
    Staff of Corporate Member

  • Credit Risk Management - Part 1

    eLearning

    ePlatform

    English

    Intermediate

    SFC:2.00, PWMA:2.00

    2 Hours

    Others

    HK$ 640
    All Member

    Free
    Honorary Fellow Member

    HK$ 960
    Non-Member

    HK$ 640
    Staff of Corporate Member

  • Credit Risk Management - Part 2

    eLearning

    ePlatform

    English

    Intermediate

    SFC:2.00, PWMA:2.00

    2 Hours

    Others

    HK$ 640
    All Member

    Free
    Honorary Fellow Member

    HK$ 960
    Non-Member

    HK$ 640
    Staff of Corporate Member

  • Credit Risk Management - Part 3

    eLearning

    ePlatform

    English

    Intermediate

    SFC:2.50, PWMA:2.50

    2 Hours 30 Minutes

    Others

    HK$ 800
    All Member

    Free
    Honorary Fellow Member

    HK$ 1,200
    Non-Member

    HK$ 800
    Staff of Corporate Member

  • Credit Risk Mitigation - Part 1

    eLearning

    ePlatform

    English

    Intermediate

    SFC:2.00, PWMA:2.00

    2 Hours

    Others

    HK$ 640
    All Member

    Free
    Honorary Fellow Member

    HK$ 960
    Non-Member

    HK$ 640
    Staff of Corporate Member