CPT/Non-CPT Activity

  • [Luncheon] Regulatory Series Featuring Mr Carlson Tong, Chairman of HKEX

    New

    Wednesday, 3 Sep 2025 (12:00 - 14:00)

    The Hong Kong Club

    English

    Advanced

    SFC:1.00, PWMA:1.00

    2 Hours

    Type 1 - Dealing in securities
    Type 2 - Dealing in futures contracts
    Type 3 - Leveraged foreign exchange trading
    Type 4 - Advising on securities
    Type 5 - Advising on futures contracts
    ...More

    HK$ 1,100
    All Member

    Free
    HKSI Institute Staff

    HK$ 1,400
    Non-Member

    HK$ 1,100
    Staff of Corporate Member

  • Belt and Road Summit 2025 - Full Conference Pass (10 - 11 September 2025)

    Members Only

    Wednesday, 10 Sep 2025 (08:45 - 18:00)

    Thursday, 11 Sep 2025 (10:00 - 18:00)

    Hong Kong Convention and Exhibition Centre (HKCEC)

    English

    17 Hours 15 Minutes

  • Belt and Road Summit 2025 - Day 2 Pass (11 September 2025)

    Members Only

    Thursday, 11 Sep 2025 (09:00 - 18:00)

    Hong Kong Convention and Exhibition Centre (HKCEC)

    English

    9 Hours

  • [In-person] Mastering Financial Resources Rules (FRR) with Practical Skills

    Wednesday, 17 Sep 2025 (18:30 - 21:30)

    Thursday, 18 Sep 2025 (18:30 - 21:30)

    HKSI Institute, 17/F, Cambridge House, Taikoo Place, 979 King’s Road, Quarry Bay, Hong Kong

    Trad. Chi / Cantonese

    Intermediate

    SFC:6.00, PWMA:6.00

    6 Hours

    Type 1 - Dealing in securities
    Type 2 - Dealing in futures contracts
    Type 3 - Leveraged foreign exchange trading
    Type 4 - Advising on securities
    Type 5 - Advising on futures contracts
    ...More

    HK$ 1,740
    All Member

    HK$ 2,435
    Chinese Securities Association of Hong Kong (HKCSA)

    Free
    HKSI Institute Staff

    Free
    Honorary Fellow Member

    HK$ 3,480
    Non-Member

    HK$ 1,740
    Staff of Corporate Member

  • [In-person] Regulatory Insight – Power of Investigation and Prosecution of the SFC

    Monday, 27 Oct 2025 (17:30 - 20:30)

    HKSI Institute, 17/F, Cambridge House, Taikoo Place, 979 King’s Road, Quarry Bay, Hong Kong

    English

    Intermediate

    SFC:3.00, PWMA:3.00

    3 Hours

    Type 1 - Dealing in securities
    Type 2 - Dealing in futures contracts
    Type 3 - Leveraged foreign exchange trading
    Type 4 - Advising on securities
    Type 5 - Advising on futures contracts
    ...More

    HK$ 870
    All Member

    HK$ 1,220
    Chinese Securities Association of Hong Kong (HKCSA)

    Free
    HKSI Institute Staff

    Free
    Honorary Fellow Member

    HK$ 1,740
    Non-Member

    HK$ 870
    Staff of Corporate Member

  • [In-person] Exchange Traded Derivatives Essentials: Comparative Analysis and Risk Strategies

    New

    Tuesday, 4 Nov 2025 (17:30 - 20:00)

    Wednesday, 5 Nov 2025 (17:30 - 20:00)

    HKSI Institute, 17/F, Cambridge House, Taikoo Place, 979 King’s Road, Quarry Bay, Hong Kong

    Trad. Chi / Cantonese

    Introductory

    SFC:5.00, PWMA:5.00

    5 Hours

    Type 2 - Dealing in futures contracts
    Type 3 - Leveraged foreign exchange trading
    Type 5 - Advising on futures contracts
    Type 9 - Asset management

    HK$ 1,200
    All Member

    HK$ 1,680
    Chinese Securities Association of Hong Kong (HKCSA)

    Free
    HKSI Institute Staff

    Free
    Honorary Fellow Member

    HK$ 2,400
    Non-Member

    HK$ 1,200
    Staff of Corporate Member

    HK$ 550
    Student Member (UHKSI)

  • [In-person] Duties and Liabilities of Responsible Officers

    Tuesday, 18 Nov 2025 (18:00 - 20:30)

    Wednesday, 19 Nov 2025 (18:00 - 20:30)

    HKSI Institute, 17/F, Cambridge House, Taikoo Place, 979 King’s Road, Quarry Bay, Hong Kong

    Trad. Chi / Cantonese

    Intermediate

    SFC:5.00, PWMA:5.00

    5 Hours

    Type 1 - Dealing in securities
    Type 2 - Dealing in futures contracts
    Type 3 - Leveraged foreign exchange trading
    Type 4 - Advising on securities
    Type 5 - Advising on futures contracts
    ...More

    HK$ 1,450
    All Member

    HK$ 2,030
    Chinese Securities Association of Hong Kong (HKCSA)

    Free
    HKSI Institute Staff

    Free
    Honorary Fellow Member

    HK$ 2,900
    Non-Member

    HK$ 1,450
    Staff of Corporate Member

  • Islamic Banking & Finance - Part 3

    eLearning

    ePlatform

    English

    Intermediate

    SFC:1.00, PWMA:1.00

    1 Hour

    Type 1 - Dealing in securities
    Type 4 - Advising on securities
    Type 9 - Asset management

    HK$ 320
    All Member

    HK$ 335
    Chinese Securities Association of Hong Kong (HKCSA)

    HK$ 480
    Non-Member

    HK$ 320
    Staff of Corporate Member

  • Credit Risk Management - Part 3

    eLearning

    ePlatform

    English

    Intermediate

    SFC:2.50, PWMA:2.50

    2 Hours 30 Minutes

    Others

    HK$ 800
    All Member

    HK$ 840
    Chinese Securities Association of Hong Kong (HKCSA)

    HK$ 1,200
    Non-Member

    HK$ 800
    Staff of Corporate Member

  • Problem Credit Management - Part 2

    eLearning

    ePlatform

    English

    Intermediate

    SFC:2.00, PWMA:2.00

    2 Hours

    Others

    HK$ 640
    All Member

    HK$ 670
    Chinese Securities Association of Hong Kong (HKCSA)

    HK$ 960
    Non-Member

    HK$ 640
    Staff of Corporate Member