CPT/Non-CPT activity

  • [In-person] Duties and Liabilities of Responsible Officers

    Tuesday, 27 Jun 2023 (18:30 - 21:00)

    Thursday, 29 Jun 2023 (18:30 - 21:00)

    HKSI Institute, 17/F, Cambridge House, Taikoo Place, 979 King’s Road, Quarry Bay, Hong Kong

    Trad. Chi / Cantonese

    Intermediate

    SFC:5.00, PWMA:5.00

    5 Hours

    Type 1 - Dealing in securities
    Type 2 - Dealing in futures contracts
    Type 3 - Leveraged foreign exchange trading
    Type 4 - Advising on securities
    Type 5 - Advising on futures contracts
    ...More

    HKD 1,400
    All Member

    HKD 2,800
    Non-Member

    HKD 1,400
    Staff of Corporate Member

    HKD 675
    Student Member (UHKSI)

  • [Luncheon] Regulatory Series Featuring Ms Julia Leung, Chief Executive Officer of SFC

    New

    Friday, 7 Jul 2023 (11:45 - 14:00)

    Island Shangri-La Hong Kong

    English

    Advanced

    SFC:1.00, PWMA:1.00

    2 Hours 15 Minutes

    Type 1 - Dealing in securities
    Type 2 - Dealing in futures contracts
    Type 3 - Leveraged foreign exchange trading
    Type 4 - Advising on securities
    Type 5 - Advising on futures contracts
    ...More

    HKD 1,380
    All Member

    HKD 15,600
    Member's Table (12 pax)

    HKD 1,580
    Non-Member

    HKD 18,000
    Non-member's Table (12 pax)

    HKD 1,380
    Staff of Corporate Member

  • Alternative Assets - Part 2

    eLearning

    ePlatform

    English

    Introductory

    SFC:1.00, PWMA:1.00

    1 Hour

    Type 9 - Asset management

    HKD 285
    All Member

    HKD 420
    Non-Member

    HKD 285
    Staff of Corporate Member

  • Private Banking & Wealth Management - Part 5

    eLearning

    ePlatform

    English

    Introductory

    SFC:2.50, PWMA:2.50

    2 Hours 30 Minutes

    Type 1 - Dealing in securities
    Type 2 - Dealing in futures contracts
    Type 3 - Leveraged foreign exchange trading
    Type 4 - Advising on securities
    Type 5 - Advising on futures contracts
    ...More

    HKD 710
    All Member

    HKD 1,050
    Non-Member

    HKD 710
    Staff of Corporate Member

  • Credit Analysis - Part 4

    eLearning

    ePlatform

    English

    Intermediate

    SFC:3.00, PWMA:3.00

    3 Hours

    Type 10 - Providing credit rating services

    HKD 915
    All Member

    HKD 1,335
    Non-Member

    HKD 915
    Staff of Corporate Member

  • Life of a Trade - Part 1

    eLearning

    ePlatform

    English

    Introductory

    SFC:1.00, PWMA:1.00

    1 Hour

    Type 1 - Dealing in securities
    Type 2 - Dealing in futures contracts
    Type 4 - Advising on securities
    Type 5 - Advising on futures contracts
    Type 8 - Securities margin financing
    ...More

    HKD 285
    All Member

    HKD 420
    Non-Member

    HKD 285
    Staff of Corporate Member

  • Life of a Trade - Part 2

    eLearning

    ePlatform

    English

    Introductory

    SFC:2.00, PWMA:2.00

    2 Hours

    Type 1 - Dealing in securities

    HKD 570
    All Member

    HKD 840
    Non-Member

    HKD 570
    Staff of Corporate Member

  • Anti-Money Laundering

    eLearning

    ePlatform

    English

    Introductory

    SFC:1.00, PWMA:1.00

    1 Hour

    Regulatory Compliance

    HKD 285
    All Member

    HKD 420
    Non-Member

    HKD 285
    Staff of Corporate Member

  • Interest Rate Mathematics - Part 3

    eLearning

    ePlatform

    English

    Introductory

    SFC:1.00, PWMA:1.00

    1 Hour

    Type 1 - Dealing in securities
    Type 2 - Dealing in futures contracts
    Type 3 - Leveraged foreign exchange trading
    Type 4 - Advising on securities
    Type 5 - Advising on futures contracts
    ...More

    HKD 285
    All Member

    HKD 420
    Non-Member

    HKD 285
    Staff of Corporate Member

  • Portfolio Theory - Part 3

    eLearning

    ePlatform

    English

    Introductory

    SFC:2.00, PWMA:2.00

    2 Hours

    Type 1 - Dealing in securities
    Type 4 - Advising on securities
    Type 9 - Asset management

    HKD 570
    All Member

    HKD 840
    Non-Member

    HKD 570
    Staff of Corporate Member