CPT/Non-CPT activity

  • Certified Private Wealth Professional (CPWP) Module 1 Refresher Programme Topic 6 – Structured Products

    Monday, 21 Oct 2019 (18:30 - 20:30)

    Tuesday, 22 Oct 2019 (18:30 - 20:30)

    HKSI Institute Training Centre

    English

    Introductory

    SFC:4.00, PWMA:4.00

    4 Hours

    HKD 880
    All Member

    HKD 1,760
    Non-Member

    HKD 880
    Staff of Corporate Member

  • Overview of Legal and Regulatory Framework for Securities and Futures Industry (5 hour Intensive Class)

    Monday, 21 Oct 2019 (18:30 - 21:00)

    Wednesday, 23 Oct 2019 (18:30 - 21:00)

    HKSI Institute Training Centre

    English

    Introductory

    SFC:5.00, PWMA:5.00, IA:5.00

    5 Hours

    HKD 1,100
    All Member

    HKD 2,200
    Non-Member

    HKD 1,100
    Staff of Corporate Member

    HKD 550
    Student Member (UHKSI)

  • 香港金融市場和黃金市場的組成

    Tuesday, 22 Oct 2019 (18:30 - 21:30)

    HKSI Institute Training Centre

    Cantonese

    Introductory

    SFC:3.00, CGSE:3.00

    3 Hours

    HKD 660
    All Member

    HKD 1,320
    Non-Member

    HKD 660
    Staff of Corporate Member

  • Fundamentals of Leveraged and Inverse Products

    Wednesday, 23 Oct 2019 (18:30 - 20:00)

    HKSI Institute Training Centre

    Cantonese

    Introductory

    SFC:1.50, PWMA:1.50

    1 Hour 30 Minutes

    HKD 330
    All Member

    HKD 660
    Non-Member

    HKD 330
    Staff of Corporate Member

  • The Low Interest Rate, Low Inflation Conundrum

    Thursday, 24 Oct 2019 (12:20 - 13:20)

    HKSI Institute Training Centre

    English

    Advanced

    SFC:1.00, PWMA:1.00

    1 Hour

    HKD 250
    All Member

    HKD 500
    Non-Member

    HKD 250
    Staff of Corporate Member

  • 黃金價格波動和投資工具分析

    Thursday, 24 Oct 2019 (18:30 - 21:30)

    HKSI Institute Training Centre

    Cantonese

    Introductory

    SFC:3.00, CGSE:3.00

    3 Hours

    HKD 660
    All Member

    HKD 1,320
    Non-Member

    HKD 660
    Staff of Corporate Member

  • Regulatory Insight – Power of Investigation and Prosecution of the SFC

    Thursday, 24 Oct 2019 (18:30 - 21:30)

    HKSI Institute Training Centre

    English

    Intermediate

    SFC:3.00, PWMA:3.00

    3 Hours

    HKD 810
    All Member

    HKD 1,620
    Non-Member

    HKD 810
    Staff of Corporate Member

  • Update on OTC Derivatives Reporting Requirements

    Monday, 28 Oct 2019 (12:20 - 13:20)

    HKSI Institute Training Centre

    English

    Advanced

    SFC:1.00, PWMA:1.00

    1 Hour

    HKD 250
    All Member

    HKD 500
    Non-Member

    HKD 250
    Staff of Corporate Member

  • Fulfilling Suitability Obligations

    Monday, 28 Oct 2019 (18:30 - 20:30)

    Wednesday, 30 Oct 2019 (18:30 - 20:30)

    HKSI Institute Training Centre

    Cantonese

    Introductory

    SFC:4.00, PWMA:4.00

    4 Hours

    HKD 880
    All Member

    HKD 1,760
    Non-Member

    HKD 880
    Staff of Corporate Member

  • Duties and Liabilities of Responsible Officers

    Tuesday, 29 Oct 2019 (18:30 - 21:00)

    Thursday, 31 Oct 2019 (18:30 - 21:00)

    HKSI Institute Training Centre

    Cantonese

    Intermediate

    SFC:5.00, PWMA:5.00

    5 Hours

    HKD 1,350
    All Member

    HKD 2,700
    Non-Member

    HKD 1,350
    Staff of Corporate Member