The Hong Kong Jockey Club (Happy Valley Racecourse)

Simp. Chi / Putonghua,Trad. Chi / Cantonese,English

2 Hours 30 Minutes

The Hong Kong Jockey Club (Happy Valley Racecourse)

Simp. Chi / Putonghua,Trad. Chi / Cantonese,English

2 Hours 30 Minutes

HKSI Institute, 17/F, Cambridge House, Taikoo Place, 979 King’s Road, Quarry Bay, Hong Kong

Trad. Chi / Cantonese

Intermediate

SFC:6.00, PWMA:6.00

6 Hours

Type 1 - Dealing in securities
Type 2 - Dealing in futures contracts
Type 3 - Leveraged foreign exchange trading
Type 4 - Advising on securities
Type 5 - Advising on futures contracts
...More
Type 6 - Advising on corporate finance
Type 6 - Advising on corporate finance - Sponsor
Type 6 - Advising on corporate finance - TC Adviser
Type 7 - Providing automated trading services
Type 8 - Securities margin financing
Type 9 - Asset management
Type 10 - Providing credit rating services
Type 13 - Providing depositary services for relevant CISs
Regulatory Compliance

HK$ 1,740
All Member

HK$ 2,435
Chinese Securities Association of Hong Kong (HKCSA)

Free
HKSI Institute Staff

Free
Honorary Fellow Member

HK$ 3,480
Non-Member

HK$ 1,740
Staff of Corporate Member

HKSI Institute, 17/F, Cambridge House, Taikoo Place, 979 King’s Road, Quarry Bay, Hong Kong

English

Intermediate

SFC:2.00, PWMA:2.00

2 Hours

Type 1 - Dealing in securities
Type 2 - Dealing in futures contracts
Type 3 - Leveraged foreign exchange trading
Type 4 - Advising on securities
Type 5 - Advising on futures contracts
...More
Type 6 - Advising on corporate finance
Type 6 - Advising on corporate finance - Sponsor
Type 6 - Advising on corporate finance - TC Adviser
Type 7 - Providing automated trading services
Type 8 - Securities margin financing
Type 9 - Asset management
Type 10 - Providing credit rating services
Type 13 - Providing depositary services for relevant CISs
Regulatory Compliance

HK$ 580
All Member

HK$ 810
Chinese Securities Association of Hong Kong (HKCSA)

Free
HKSI Institute Staff

Free
Honorary Fellow Member

HK$ 1,160
Non-Member

HK$ 580
Staff of Corporate Member

JW Marriott Hotel Hong Kong

English

3 Hours

HK$ 2,400
All Member

HK$ 2,400
Staff of Corporate Member

ePlatform

English

Intermediate

SFC:1.50, PWMA:1.50

1 Hour 30 Minutes

Others

HK$ 480
All Member

HK$ 505
Chinese Securities Association of Hong Kong (HKCSA)

HK$ 720
Non-Member

HK$ 480
Staff of Corporate Member

ePlatform

English

Intermediate

SFC:2.00, PWMA:2.00

2 Hours

Others

HK$ 640
All Member

HK$ 670
Chinese Securities Association of Hong Kong (HKCSA)

HK$ 960
Non-Member

HK$ 640
Staff of Corporate Member

ePlatform

English

Introductory

SFC:1.00, PWMA:1.00

1 Hour

Others

HK$ 300
All Member

HK$ 315
Chinese Securities Association of Hong Kong (HKCSA)

HK$ 450
Non-Member

HK$ 300
Staff of Corporate Member

ePlatform

English

Intermediate

SFC:1.00, PWMA:1.00

1 Hour

Others

HK$ 320
All Member

HK$ 335
Chinese Securities Association of Hong Kong (HKCSA)

HK$ 480
Non-Member

HK$ 320
Staff of Corporate Member

ePlatform

English

Intermediate

SFC:1.00, PWMA:1.00

1 Hour

Type 10 - Providing credit rating services

HK$ 320
All Member

HK$ 335
Chinese Securities Association of Hong Kong (HKCSA)

HK$ 480
Non-Member

HK$ 320
Staff of Corporate Member