[In-person] Handling SFC Inspections – Getting Through the Opening Meeting
New
Wednesday, 5 Aug 2026 (18:00 - 19:00)
Waystone Hong Kong, Unit 2203-2204, 22/F, Man Yee Building, No. 68 Des Voeux Road Central, Hong Kong
English
Intermediate
SFC:1.00, PWMA:1.00
1 Hour
Type 1 - Dealing in securities
Type 2 - Dealing in futures contracts
Type 3 - Leveraged foreign exchange trading
Type 4 - Advising on securities
Type 5 - Advising on futures contracts
...More
HK$
290
All Member
Free
HKSI Institute Staff
Free
Honorary Fellow Member
HK$
580
Non-Member
HK$
290
Staff of Corporate Member
[面授研討會] 跨境客戶風險管理：從開戶審查到持續監控的實務策略
New
Wednesday, 19 Aug 2026 (16:30 - 17:30)
Dun & Bradstreet (HK) Ltd., 23/F, Six Pacific Place, 50 Queen's Road East, Hong Kong
Trad. Chi / Cantonese
Intermediate
SFC:1.00, PWMA:1.00
1 Hour
Type 1 - Dealing in securities
Type 2 - Dealing in futures contracts
Type 3 - Leveraged foreign exchange trading
Type 4 - Advising on securities
Type 5 - Advising on futures contracts
...More
HK$
290
All Member
Free
HKSI Institute Staff
Free
Honorary Fellow Member
HK$
580
Non-Member
HK$
290
Staff of Corporate Member
Credit Risk Measurement - Part 1
eLearning
ePlatform
English
Intermediate
SFC:1.50, PWMA:1.50
1 Hour 30 Minutes
Type 10 - Providing credit rating services
HK$
480
All Member
HK$
505
Chinese Securities Association of Hong Kong (HKCSA)
HK$
720
Non-Member
HK$
480
Staff of Corporate Member
Credit Risk Management - Part 1
eLearning
ePlatform
English
Intermediate
SFC:2.00, PWMA:2.00
2 Hours
Others
HK$
640
All Member
HK$
670
Chinese Securities Association of Hong Kong (HKCSA)
HK$
960
Non-Member
HK$
640
Staff of Corporate Member
Credit Risk Management - Part 2
eLearning
ePlatform
English
Intermediate
SFC:2.00, PWMA:2.00
2 Hours
Others
HK$
640
All Member
HK$
670
Chinese Securities Association of Hong Kong (HKCSA)
HK$
960
Non-Member
HK$
640
Staff of Corporate Member
Credit Risk Management - Part 3
eLearning
ePlatform
English
Intermediate
SFC:2.50, PWMA:2.50
2 Hours 30 Minutes
Others
HK$
800
All Member
HK$
840
Chinese Securities Association of Hong Kong (HKCSA)
HK$
1,200
Non-Member
HK$
800
Staff of Corporate Member
Credit Risk Mitigation - Part 1
eLearning
ePlatform
English
Intermediate
SFC:2.00, PWMA:2.00
2 Hours
Others
HK$
640
All Member
HK$
670
Chinese Securities Association of Hong Kong (HKCSA)
HK$
960
Non-Member
HK$
640
Staff of Corporate Member
Credit Risk Mitigation - Part 2
eLearning
ePlatform
English
Intermediate
SFC:1.50, PWMA:1.50
1 Hour 30 Minutes
Others
HK$
480
All Member
HK$
505
Chinese Securities Association of Hong Kong (HKCSA)
HK$
720
Non-Member
HK$
480
Staff of Corporate Member
Credit Analysis - Part 2
eLearning
ePlatform
English
Intermediate
SFC:2.00, PWMA:2.00
2 Hours
Type 10 - Providing credit rating services
HK$
640
All Member
HK$
670
Chinese Securities Association of Hong Kong (HKCSA)
HK$
960
Non-Member
HK$
640
Staff of Corporate Member
Credit Analysis - Part 3
eLearning
ePlatform
English
Intermediate
SFC:2.00, PWMA:2.00
2 Hours
Type 10 - Providing credit rating services
HK$
640
All Member
HK$
670
Chinese Securities Association of Hong Kong (HKCSA)
HK$
960
Non-Member
HK$
640
Staff of Corporate Member