CPT/Non-CPT activity

  • Duties and Liabilities of Responsible Officers

    Monday, 20 Apr 2020 (18:30 - 21:00)

    Thursday, 23 Apr 2020 (18:30 - 21:00)

    HKSI Institute Training Centre

    English

    Intermediate

    SFC:5.00, PWMA:5.00

    5 Hours

    HKD 1,350
    All Member

    HKD 2,700
    Non-Member

    HKD 1,350
    Staff of Corporate Member

    4 Seat(s) Available

  • AML/CFT in the Cayman Islands Regime

    Wednesday, 22 Apr 2020 (18:30 - 20:30)

    HKSI Institute Training Centre

    Cantonese

    Introductory

    SFC:2.00, PWMA:2.00

    2 Hours

    HKD 440
    All Member

    HKD 880
    Non-Member

    HKD 440
    Staff of Corporate Member

    5 Seat(s) Available

  • 防洗錢、最新監管要求及行為規範

    Monday, 27 Apr 2020 (18:30 - 21:30)

    HKSI Institute Training Centre

    Cantonese

    Intermediate

    SFC:3.00, PWMA:3.00

    3 Hours

    HKD 810
    All Member

    HKD 1,620
    Non-Member

    HKD 810
    Staff of Corporate Member

  • Disclosure of Interests – Practical Issues

    Tuesday, 28 Apr 2020 (18:30 - 21:30)

    HKSI Institute Training Centre

    English

    Intermediate

    SFC:3.00, PWMA:3.00

    3 Hours

    HKD 810
    All Member

    HKD 1,620
    Non-Member

    HKD 810
    Staff of Corporate Member

  • Understanding and Preventing Trading Malpractices

    Wednesday, 29 Apr 2020 (18:30 - 20:30)

    HKSI Institute Training Centre

    English

    Intermediate

    SFC:2.00, PWMA:2.00

    2 Hours

    HKD 540
    All Member

    HKD 1,080
    Non-Member

    HKD 540
    Staff of Corporate Member

  • Overview of Legal and Regulatory Framework for Securities and Futures Industry (5 hour Intensive Class)

    Tuesday, 5 May 2020 (18:30 - 21:00)

    Thursday, 7 May 2020 (18:30 - 21:00)

    HKSI Institute Training Centre

    English

    Introductory

    SFC:5.00, PWMA:5.00, IA:5.00

    5 Hours

    HKD 1,100
    All Member

    HKD 2,200
    Non-Member

    HKD 1,100
    Staff of Corporate Member

  • Updated Requirement on AML and Code of Conduct

    Tuesday, 5 May 2020 (18:30 - 21:00)

    HKSI Institute Training Centre

    English

    Intermediate

    SFC:2.50, PWMA:2.50

    2 Hours 30 Minutes

    HKD 675
    All Member

    HKD 1,350
    Non-Member

    HKD 675
    Staff of Corporate Member

  • Private Family Trusts: Benefits, Trends and Challenges

    Thursday, 7 May 2020 (12:20 - 13:20)

    HKSI Institute Training Centre

    English

    Introductory

    SFC:1.00, PWMA:1.00

    1 Hour

    HKD 220
    All Member

    HKD 440
    Non-Member

    HKD 220
    Staff of Corporate Member

  • Insider Dealing and Other Market Misconduct Offences

    Thursday, 7 May 2020 (18:30 - 21:30)

    HKSI Institute Training Centre

    Cantonese

    Intermediate

    SFC:3.00, PWMA:3.00

    3 Hours

    HKD 810
    All Member

    HKD 1,620
    Non-Member

    HKD 810
    Staff of Corporate Member

  • Behavioural Finance and Trading Psychology

    Monday, 11 May 2020 (12:30 - 14:00)

    HKSI Institute Training Centre

    English

    Intermediate

    SFC:1.50, PWMA:1.50

    1 Hour 30 Minutes

    HKD 405
    All Member

    HKD 810
    Non-Member

    HKD 405
    Staff of Corporate Member