CPT/Non-CPT activity

Calendar
  • [In-person] Duties and Liabilities of Responsible Officers

    Monday, 25 Sep 2023 (18:30 - 21:00)

    Tuesday, 26 Sep 2023 (18:30 - 21:00)

    HKSI Institute, 17/F, Cambridge House, Taikoo Place, 979 King’s Road, Quarry Bay, Hong Kong

    English

    Intermediate

    SFC:5.00, PWMA:5.00

    5 Hours

    Type 1 - Dealing in securities
    Type 2 - Dealing in futures contracts
    Type 3 - Leveraged foreign exchange trading
    Type 4 - Advising on securities
    Type 5 - Advising on futures contracts
    ...More

    HKD 1,400
    All Member

    HKD 2,800
    Non-Member

    HKD 1,400
    Staff of Corporate Member

    More Add to Cart
  • [Celebrate the Mid-Autumn Festival] Networking Happy Hour!

    Members Only

    Members Only

    Networking

    Tuesday, 26 Sep 2023 (18:30 - 20:00)

    Thirsty Shaker

    Simp. Chi / Putonghua,Trad. Chi / Cantonese,English

    1 Hour 30 Minutes

    HKD 180
    All Member

    HKD 180
    Staff of Corporate Member

    More Add to Cart
  • [In-person] Regulatory Insight – Power of Investigation and Prosecution of the SFC

    Friday, 13 Oct 2023 (18:30 - 21:30)

    HKSI Institute, 17/F, Cambridge House, Taikoo Place, 979 King’s Road, Quarry Bay, Hong Kong

    English

    Intermediate

    SFC:3.00, PWMA:3.00

    3 Hours

    Type 1 - Dealing in securities
    Type 2 - Dealing in futures contracts
    Type 3 - Leveraged foreign exchange trading
    Type 4 - Advising on securities
    Type 5 - Advising on futures contracts
    ...More

    HKD 840
    All Member

    HKD 1,680
    Non-Member

    HKD 840
    Staff of Corporate Member

    More Add to Cart
  • [Luncheon] Regulatory Series – Hong Kong as an International Financial Centre: Outlook and Opportunities

    New

    Tuesday, 24 Oct 2023 (12:00 - 14:00)

    Asia Society Hong Kong Center

    English

    Advanced

    SFC:1.00, PWMA:1.00

    2 Hours

    Type 1 - Dealing in securities
    Type 2 - Dealing in futures contracts
    Type 3 - Leveraged foreign exchange trading
    Type 4 - Advising on securities
    Type 5 - Advising on futures contracts
    ...More

    HKD 1,380
    All Member

    HKD 15,600
    Member's Table (12 pax)

    HKD 1,580
    Non-Member

    HKD 18,000
    Non-member's Table (12 pax)

    HKD 1,380
    Staff of Corporate Member

    More Add to Cart
  • [In-person] Handling an SFC Investigation

    Friday, 27 Oct 2023 (18:30 - 21:00)

    HKSI Institute, 17/F, Cambridge House, Taikoo Place, 979 King’s Road, Quarry Bay, Hong Kong

    English

    Advanced

    SFC:2.50, PWMA:2.50

    2 Hours 30 Minutes

    Type 1 - Dealing in securities
    Type 2 - Dealing in futures contracts
    Type 3 - Leveraged foreign exchange trading
    Type 4 - Advising on securities
    Type 5 - Advising on futures contracts
    ...More

    HKD 775
    All Member

    HKD 1,550
    Non-Member

    HKD 775
    Staff of Corporate Member

    More Add to Cart
  • [In-person] Duties and Liabilities of Responsible Officers

    Monday, 20 Nov 2023 (18:30 - 21:00)

    Thursday, 23 Nov 2023 (18:30 - 21:00)

    HKSI Institute, 17/F, Cambridge House, Taikoo Place, 979 King’s Road, Quarry Bay, Hong Kong

    Trad. Chi / Cantonese

    Intermediate

    SFC:5.00, PWMA:5.00

    5 Hours

    Type 1 - Dealing in securities
    Type 2 - Dealing in futures contracts
    Type 3 - Leveraged foreign exchange trading
    Type 4 - Advising on securities
    Type 5 - Advising on futures contracts
    ...More

    HKD 1,400
    All Member

    HKD 2,800
    Non-Member

    HKD 1,400
    Staff of Corporate Member

    More Add to Cart
  • [In-person] Duties and Liabilities of Responsible Officers

    Tuesday, 5 Dec 2023 (18:30 - 21:00)

    Thursday, 7 Dec 2023 (18:30 - 21:00)

    HKSI Institute, 17/F, Cambridge House, Taikoo Place, 979 King’s Road, Quarry Bay, Hong Kong

    Trad. Chi / Cantonese

    Intermediate

    SFC:5.00, PWMA:5.00

    5 Hours

    Type 1 - Dealing in securities
    Type 2 - Dealing in futures contracts
    Type 3 - Leveraged foreign exchange trading
    Type 4 - Advising on securities
    Type 5 - Advising on futures contracts
    ...More

    HKD 1,400
    All Member

    HKD 2,800
    Non-Member

    HKD 1,400
    Staff of Corporate Member

    More Add to Cart
  • Alternative Assets - Part 2

    eLearning

    ePlatform

    English

    Introductory

    SFC:1.00, PWMA:1.00

    1 Hour

    Type 9 - Asset management

    HKD 285
    All Member

    HKD 420
    Non-Member

    HKD 285
    Staff of Corporate Member

    More Add to Cart
  • Private Banking & Wealth Management - Part 5

    eLearning

    ePlatform

    English

    Introductory

    SFC:2.50, PWMA:2.50

    2 Hours 30 Minutes

    Type 1 - Dealing in securities
    Type 2 - Dealing in futures contracts
    Type 3 - Leveraged foreign exchange trading
    Type 4 - Advising on securities
    Type 5 - Advising on futures contracts
    ...More

    HKD 710
    All Member

    HKD 1,050
    Non-Member

    HKD 710
    Staff of Corporate Member

    More Add to Cart
  • Credit Analysis - Part 4

    eLearning

    ePlatform

    English

    Intermediate

    SFC:3.00, PWMA:3.00

    3 Hours

    Type 10 - Providing credit rating services

    HKD 915
    All Member

    HKD 1,335
    Non-Member

    HKD 915
    Staff of Corporate Member

    More Add to Cart