CPT/Non-CPT activity

  • Certified Private Wealth Professional (CPWP) Bridging Programme (1st Cohort)

    New

    Friday, 17 Mar 2023 (19:00 - 22:00)

    The Hong Kong Institute of Bankers (HKIB)

    Friday, 24 Mar 2023 (19:00 - 22:00)

    The Hong Kong Institute of Bankers (HKIB)

    Friday, 19 May 2023 (17:00 - 18:00)

    CBE Centre, 17/F, Cambridge House, Taikoo Place, 979 King’s Road, Quarry Bay, Hong Kong

    English

    Introductory

    SFC:13.00, PWMA:7.00, HKIB:6.00

    7 Hours

    HKD 5,780
    All (Member & Non-Member)

  • [In-person] Managing Down Legal and Regulatory Risks Arising from “Greenwashing”

    New

    Monday, 20 Feb 2023 (12:20 - 13:20)

    HKSI Institute Training Centre

    English

    Intermediate

    SFC:1.00, PWMA:1.00

    1 Hour

    Type 1 - Dealing in securities
    Type 2 - Dealing in futures contracts
    Type 3 - Leveraged foreign exchange trading
    Type 4 - Advising on securities
    Type 5 - Advising on futures contracts
    ...More

    HKD 270
    All Member

    HKD 540
    Non-Member

    HKD 270
    Staff of Corporate Member

    HKD 135
    Student Member (UHKSI)

  • [In-person] Duties and Liabilities of Responsible Officers

    Tuesday, 21 Feb 2023 (18:30 - 21:00)

    Thursday, 23 Feb 2023 (18:30 - 21:00)

    HKSI Institute Training Centre

    Trad. Chi / Cantonese

    Intermediate

    SFC:5.00, PWMA:5.00

    5 Hours

    Type 1 - Dealing in securities
    Type 2 - Dealing in futures contracts
    Type 3 - Leveraged foreign exchange trading
    Type 4 - Advising on securities
    Type 5 - Advising on futures contracts
    ...More

    HKD 1,350
    All Member

    HKD 2,700
    Non-Member

    HKD 1,350
    Staff of Corporate Member

    HKD 675
    Student Member (UHKSI)

  • Alternative Assets - Part 2

    eLearning

    ePlatform

    English

    Introductory

    SFC:1.00, PWMA:1.00

    1 Hour

    Type 9 - Asset management

    HKD 285
    All Member

    HKD 420
    Non-Member

    HKD 285
    Staff of Corporate Member

  • Private Banking & Wealth Management - Part 5

    eLearning

    ePlatform

    English

    Introductory

    SFC:2.50, PWMA:2.50

    2 Hours 30 Minutes

    Type 1 - Dealing in securities
    Type 2 - Dealing in futures contracts
    Type 3 - Leveraged foreign exchange trading
    Type 4 - Advising on securities
    Type 5 - Advising on futures contracts
    ...More

    HKD 710
    All Member

    HKD 1,050
    Non-Member

    HKD 710
    Staff of Corporate Member

  • Credit Analysis - Part 4

    eLearning

    ePlatform

    English

    Intermediate

    SFC:3.00, PWMA:3.00

    3 Hours

    Type 10 - Providing credit rating services

    HKD 915
    All Member

    HKD 1,335
    Non-Member

    HKD 915
    Staff of Corporate Member

  • Life of a Trade - Part 1

    eLearning

    ePlatform

    English

    Introductory

    SFC:1.00, PWMA:1.00

    1 Hour

    Type 1 - Dealing in securities
    Type 2 - Dealing in futures contracts
    Type 4 - Advising on securities
    Type 5 - Advising on futures contracts
    Type 8 - Securities margin financing
    ...More

    HKD 285
    All Member

    HKD 420
    Non-Member

    HKD 285
    Staff of Corporate Member

  • Life of a Trade - Part 2

    eLearning

    ePlatform

    English

    Introductory

    SFC:2.00, PWMA:2.00

    2 Hours

    Type 1 - Dealing in securities

    HKD 570
    All Member

    HKD 840
    Non-Member

    HKD 570
    Staff of Corporate Member

  • Anti-Money Laundering

    eLearning

    ePlatform

    English

    Introductory

    SFC:1.00, PWMA:1.00

    1 Hour

    Regulatory Compliance

    HKD 285
    All Member

    HKD 420
    Non-Member

    HKD 285
    Staff of Corporate Member

  • Interest Rate Mathematics - Part 3

    eLearning

    ePlatform

    English

    Introductory

    SFC:1.00, PWMA:1.00

    1 Hour

    Type 1 - Dealing in securities
    Type 2 - Dealing in futures contracts
    Type 3 - Leveraged foreign exchange trading
    Type 4 - Advising on securities
    Type 5 - Advising on futures contracts
    ...More

    HKD 285
    All Member

    HKD 420
    Non-Member

    HKD 285
    Staff of Corporate Member