Compliance, Legislative & Regulatory Standards

[Webinar] Fundamentals of Anti-Money Laundering and Counter-Terrorist Financing

Overview

This is the fundamental course related to the Anti-money laundering (AML) and Counter-Financing of Terrorism scheme in Hong Kong, aiming to helps financial institutions combat money laundering by stopping criminals from engaging in transaction to disguise the origins of funds connected to illegal activity.

Content Highlight

  • AML/CFT Legal Framework in Hong Kong
  • Effective AML/CFT framework
  • Guideline on Anti-Money Laundering and Counter Financing of Terrorism under Securities and Futures Commission (SFC)
  • Risk base approach
  • Customer Risk Rating
  • Ongoing Monitoring
  • Sanction Governance and Obligations

Who Should Attend

Professionals, such as licensed individuals or compliance officers, who work in the financial industry in Hong Kong.

Instructor / Speaker

Hong XU

Ms Helen Xu has more than ten years’ experience in Anti-money laundry Compliance and in-depth knowledge of Financial Crime Compliance and Regulatory Compliance, she has extensive experience with the financial institutions including international banks, asset managers and local banks in Hong Kong.

Administrative Details

Code
TPRCR24001403
Date & Time
Wednesday, 6 Nov 2024 (06:30 PM - 08:30 PM)
Venue
Virtual Platform
Relevant Subject
Type 1 - Dealing in securities
Type 2 - Dealing in futures contracts
Type 3 - Leveraged foreign exchange trading
Type 4 - Advising on securities
Type 5 - Advising on futures contracts
...More
Language
English
Hours
SFC:2.00, PWMA:2.00
Fees
Back Enrolment Closed