Overview
This course helps financial professionals understand how to build and maintain operational resilience. Real-world case studies will be used to explain the regulatory expectations from the Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC).
By the end of the course, participants will learn how to identify vulnerabilities, manage disruptions, and apply industry’s best practices.
Content Highlight
• Introduction to Operational Resilience
• Regulatory Requirements in Hong Kong
• Case Studies and Lessons Learned
• Industry Best Practices and Trends
Who Should Attend
The course is designed for risk managers, compliance officers, business continuity planners, senior executives, internal auditors, and regulatory affairs professionals working in financial institutions in Hong Kong.
Instructor / Speaker
SY WU
Mr Wu is currently the Chairman of Asia Financial Risk Think Tank and Hong Kong Chapter of the Institute of Risk Management (IRM). He is an advisor of various financial institutions, associations and universities in HK, China and Singapore on investment and risk related matters. He has also published articles and whitepapers on current financial and risk management topics in Chinese and Western public and government media.
Administrative Details
Type 2 - Dealing in futures contracts
Type 3 - Leveraged foreign exchange trading
Type 4 - Advising on securities
Type 5 - Advising on futures contracts
...More
Chinese Securities Association of Hong Kong (HKCSA): HK$810
HKSI Institute Staff: Free
Honorary Fellow Member: Free
Non-Member: HK$1,160
Staff of Corporate Member: HK$580