MYGO

[Webinar] Regulatory Sharing: Hong Kong’s Next Chapter as a Hub for Sustainable and Digital Investment Products

Overview

This seminar provides you with an update on the latest regulatory developments in the banking sector around sale and distribution of investment products (with a focus on green and sustainable investment products, as well as digital assets related products and tokenised products). In addition, the seminar will also cover recently introduced facilitative measures on the selling process under the Cross-boundary Wealth Management Connect Pilot Scheme.

Content Highlight

• Overview of latest development and observations in the sale and distribution of investment products by banks in general
• Latest regulatory requirements and supervisory observations on banks’ distribution of green and sustainable investment products
• Latest regulatory requirements and supervisory observations on banks’ distribution of digital assets related products and tokenised products
• Recently introduced facilitative measures on the selling process by banks under the Southbound Scheme of the Cross-boundary Wealth Management Connect Pilot Scheme

Who Should Attend

This seminar primarily targets private wealth managers, retail wealth managers, investment advisors, asset managers, responsible officers and managers-in-charge of securities businesses.

Instructor / Speaker

Alan AU

Mr Alan Au, JP is the Executive Director of the Banking Conduct Department of the Hong Kong Monetary Authority (HKMA). He is responsible for conduct supervision of banks in Hong Kong (covering consumer and investor protection, bank culture supervision, financial inclusion, and authorisation and licensing) as well as oversight of financial market infrastructures and payment systems.

Mr Au joined the HKMA in 2010 as Head of the Corporate Development Division. He also served as Administrative Assistant to the Chief Executive of the HKMA and worked as Division Head in the Banking Supervision Department, before taking up the present position in 2017.

Prior to joining the HKMA, Mr Au had served as an Administrative Officer in the HKSAR Government for over a decade, and had been posted to various offices and policy bureaux in the Government Secretariat including the Financial Secretary's Private Office and Financial Services and the Treasury Bureau.

Administrative Details

Code
TSBMY25002501
Date & Time
Tuesday, 11 Nov 2025 (12:00 PM - 01:00 PM)
Venue
Virtual Platform
Relevant Subject
Type 1 - Dealing in securities
Type 4 - Advising on securities
Type 9 - Asset management
Regulatory Compliance
Language
English
Hours
SFC:1.00, PWMA:1.00
Fees
All Member: HK$290
Chinese Securities Association of Hong Kong (HKCSA): HK$405
HKSI Institute Staff: Free
Honorary Fellow Member: Free
Non-Member: HK$580
Staff of Corporate Member: HK$290
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