Fintech/Virtual Assets

[Webinar] Managing Cyber Risk under SFC Regulatory Expectations

Overview

Cybersecurity has become a key regulatory concern for SFC-regulated entities, with increasing supervisory expectations around governance, incident readiness and accountability. This webinar will look into the SFC’s latest guidance, the legal and regulatory consequences of cyber incidents, and the implications of AI-enabled threats for compliance and risk management.

Participants will also gain practical insights into senior management and board responsibilities, incident handling and reporting obligations, cross-regulator engagement, and governance measures to strengthen cyber resilience.

Content Highlight

1. SFC’s latest circular and regulatory expectations
2. Legal and regulatory consequences of cyber incidents
3. Senior management and board accountability
4. AI enabled threats as a legal/compliance issue
5. Incident handling, reporting and cross regulator engagement
6. Practical governance checklist

Who Should Attend

This webinar primarily targets senior management including directors, MICs, ROs, IT/cybersecurity specialists, legal/compliance professionals and risk management practitioners.

Instructor / Speaker

Dominic WAI

Before joining the legal profession, Dominic has worked in the banking sector and as well as in the Independent Commission Against Corruption (ICAC). Dominic’s practice focuses on advising clients on matters relating to anti-corruption, white-collar crime, law enforcement, regulatory and compliance matters in Hong Kong, including advice on anti-money laundering. He also handles cases involving corporate litigation, shareholders’ disputes and insolvency matters, defamation cases, domestic and international arbitration cases, cybersecurity, data security and privacy law issues, competition law matters, e-Discovery and forensic investigation issues as well as property litigation.

Administrative Details

Code
TSBFT26002901
Date & Time
Friday, 28 Aug 2026 (12:30 PM - 01:30 PM)
Venue
Virtual Platform
Relevant Subject
Type 1 - Dealing in securities
Type 2 - Dealing in futures contracts
Type 3 - Leveraged foreign exchange trading
Type 4 - Advising on securities
Type 5 - Advising on futures contracts
...More
Language
English
Hours
SFC:1.00, PWMA:1.00
Fees
All Member: HK$290
HKSI Institute Staff: Free
Honorary Fellow Member: Free
Non-Member: HK$580
Staff of Corporate Member: HK$290
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