Wealth Management

Private Banking & Wealth Management - Part 5


This tutorial provides an overview of the key loan types and structures used to extend credit to private wealth clients. The tutorial explores the general lending environment in the private wealth management industry and regulatory and compliance issues associated with such lending. This tutorial looks at the benefits and risks of alternative investments and associated strategies for private wealth clients and describes the main sub-classes in this category.


On completion of this tutorial, you will be able to:
- Define the general environment for lending to private wealth clients, and regulatory and compliance issues related to such lending
- Identify the key types of personal loan to HNW clients
- Recognise the main commercial lending structures used in the private wealth management industry
- Identify other types of credit extended to private wealth clients
- Recognise the attractions and drawbacks of alternative investments for private wealth clients
- Identify the importance of hedge funds and identify their key sub-types
- Recognise the benefits and drawbacks of private markets and private equity
- Define the real asset class and list its key subtypes

Content Highlight

Module 1: Private Wealth Management - Credit & Lending Services
Topic 1: Extending Credit to Private Clients
Topic 2: Personal Lending
Topic 3: Commercial Lending
Topic 4: Other Types of Lending

Module 2: Private Wealth Management - Alternative Investments
Topic 1: Alternative Investments for Private Wealth Clients
Topic 2: Hedge Funds
Topic 3: Private Equity
Topic 4: Real Assets

Administrative Details

Relevant Subject
Type 1 - Dealing in securities,Type 2 - Dealing in futures contracts,Type 3 - Leveraged foreign exchange trading,Type 4 - Advising on securities,Type 5 - Advising on futures contracts,Type 6 - Advising on corporate finance,Type 7 - Providing automated trading services,Type 8 - Securities margin financing,Type 9 - Asset management,Type 10 - Providing credit rating services,Type 11 - Dealing in OTC derivative products or advising on OTC derivative products,Type 12 - Providing client clearing services for OTC derivative transactions
SFC:2.50, PWMA:2.50
All Member: HKD710
Non-Member: HKD1,050
Staff of Corporate Member: HKD710