Overview
本網上講座是 2022 年 3 月 23 日舉行的「合規科技的最新發展」網上對談會的錄製片段。
長久以來，技術一直被用於協助金融機構遵守監管要求，而合規科技（ “RegTech”）無疑是最新趨勢。香港本地監管機構對監管科技有自己的議程，要求受監管機構使用創新和新的技術利用方式來滿足監管期望。但是，金融機構在使用合規科技之前和之後需要考慮的事項很多， 而哪些事項需要重點關注? 我們邀請了四大會計師樓之一的合伙人 (金融服務管理咨詢) 龍偉立先生與大家分享他對監管科技整體發展的看法和經驗。
Objective
本網上講座結束時, 你將會更了解監管科技的整體發展，包括持牌法團與監管科技的關係、使用的成本和收益，以及可能面臨的挑戰。
Content Highlight
1. 合規科技發展
2. 合規科技、實施準備工作及注意事項
3. 行業成功應用實例
4. 合規科技未來發展趨勢
Who Should Attend
持牌法團和註冊機構的高級管理人員、負責人員、核心職能主管、內部審計師和合規專業人員
Instructor / Speaker
Samuel LUNG
Mr Lung is currently a Partner in Financial Services Risk Management with one of the Big 4 accounting firm. Prior to his current role, he was a Director and Chief Operating Officer of a global European bank, Hong Kong Branch. He has around 20 years of experience in the banking industry with focus on compliance, fraud investigations and financial crime. He held senior and managerial AML compliance positions at various global banks. He was also an investigative officer of the Independent Commission Against Corruption (ICAC), with experience in police corruption, election corruption and bank fraud investigations. He has led several regulatory driven AML reviews in the securities sector.
Administrative Details
Code
TEEEC22003001
Venue
ePlatform
Relevant Subject
Regulatory Compliance
Language
Trad. Chi / Cantonese
Hours
SFC:1.00, PWMA:1.00
Fees